RM2: Process to Implement Governance Policies

bullseye Maximum Score

0.25 points

input-pipe Input Method

Assessment Portal

pen-to-square Prefill

check Eligible

calculator Scoring method

Static

shield-check Validation

Other answer is manually validated

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None

Does the entity have processes to implement governance policy/policies?

Assessment Instructions

chevron-rightIntent: What is the purpose of this indicator?hashtag

This indicator examines specific actions taken to limit exposure to governance-related risks. It is linked to PO3 in the Policy Aspect, and refers to the implementation of the policy that addresses risks from exposure to governance issues (as defined in PO3).

chevron-rightInput: How do I complete this indicator?hashtag

Select yes or no. If yes, select all applicable sub-options.

Terminology

Governance risks for employees

Examples can include, but are not limited to: bribery and corruption risks, insider trading, sharing of confidential information.

Investment due diligence process

A systematic process to collect and interpret information about a prospective investment.

Regular follow-ups

Training offered at least once a year to employees, starting from their second year of employment.

Training related to governance risks for employees

Employee training ensures that employees understand and adhere to the laws, regulations and internal corporate policies that apply to their daily roles is essential to ensuring that compliance regulations are met in the workplace.

Whistle-blower mechanism

A process that offers protection for individuals that want to reveal illegal, unethical or dangerous practices. An efficient whistle-blower mechanism prescribes clear procedures and channels to facilitate the reporting of wrongdoing and corruption, defines the protected disclosures, outlines the remedies and sanctions for retaliation.

chevron-rightValidation: What evidence is required?hashtag

No evidence required. Only the 'Other' answer is manually validated.

Other Answer

State the other system or procedure in place. Ensure that the other answer provided is not a duplicate of a selected option above (e.g., Anti-bribery training when 'Training related to governance risks for employees' is selected). It is possible to report multiple other answers. If multiple other answers are acceptable, only one will be counted towards scoring

shieldValidation Basics

Scoring

chevron-rightScoring: How does GRESB score this indicator?hashtag

The scoring of this indicator is equal to the fraction assigned to the selected option, multiplied by the total score of the indicator.

Other: The 'Other' answer is manually validated and assigned a score which is used as a multiplying factor, as per the table below:

Validation status
Score

Accepted

1/1

Not Accepted

0

Duplicate

0

hundred-pointsScoring Basics


chevron-rightReferenceshashtag

OECD Cleangovbiz, “Whistleblower protection: encouraging reporting”, 2012

Get Support: Solution Providers

GRESB Solution Providers are independent, third-party organizations within the GRESB Partner network that offer specialized products, tools, and services to support sustainability performance outside the GRESB Assessment process.

The organizations below deliver commercially available solutions designed to help drive improvement for this indicator. Engagement is managed directly between the reporting entity and the Solution Provider.

GRESB will continue to update this section as the GRESB Solution Provider network grows. Please check back regularly to find GRESB Solution Providers who can support your sustainability performance.

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