Table 3: Additional Indicators for Social and Employee, Human Rights, Anti-Corruption, Anti-Bribery

Optional

Focuses on additional indicators for social and employee, respect for human rights, anti-corruption and anti-bribery matters. These are considered to be optional although participants are encouraged to report on at least one of those indicators so financial market participants can abide by regulatory requirements.

Please note: These indicators are optional and not mandatory to report on.


Topic

Pre-fill

Evidence

Investments in Companies Without Workplace Accident Prevention Policies

Eligible

Not required

Rate of Accidents

Eligible

Not required

Number of Days Lost to Injuries, Accidents, Fatalities or Illness

Eligible

Not required

Lack of a Supplier Code of Conduct

Eligible

Not required

Lack of Grievance/Complaints Handling Mechanism Related to Employee Matters

Eligible

Not required

Insufficient Whistleblower Protection

Eligible

Not required

Incidents of Discrimination

Eligible

Not required

Excessive CEO Pay Ratio

Eligible

Not required

Lack of a Human Rights Policy

Eligible

Not required

Lack of Due Diligence

Eligible

Not required

Lack of Processes and Measures for Preventing Trafficking of Human Beings

Eligible

Not required

Operations and Suppliers at Significant Risk of Incidents of Child Labor

Eligible

Not required

Operations and Suppliers at Significant Risk of Incidents of Forced or Compulsory Labor

Eligible

Not required

Number of Identified Cases of Severe Human Rights Issues and Incidents

Eligible

Not required

Lack of Anti-Corruption and Anti-Bribery Policies

Eligible

Not required

Cases of Insufficient Action Taken to Address Breaches of Standards of Anti-Corruption and Anti-Bribery

Eligible

Not required

Number of Convictions and Fines for Violation of Anti-Corruption and Anti-Bribery Laws

Eligible

Not required

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